Portrait
of Georg Simmel as a Young Man
Andrea Pitasi
Introduction. 1890-1990: one hundred years of postmodernity
1 Simmel:
the theorist of diversity
2
The adventures of modernity
3
About social diversity
4
Social diversity and the autonomy of the individual

Introduction.
1890-1990: one hundred years of postmodernity
The inception of this work proceeds from a didactics requirement and
from a study.
On the level of didactics, it endeavours to fill the gap characterising
the spreading of Simmelian sociology in university courses and in other
similar contexts: Simmel’s works, even when they are part of the
curricula, are limited to lectures on its 20th century production - from
The Philosophy of Money onwards.
There is no trace of the 19th century Simmel. And yet, as I will
demonstrate, Social Diversity (1890!)
is in fact the first work where complexity makes its appearance, although
in disguise.
It is in the intersection between social diversity and individual diversity
that the shift is made towards a complex, redundant, possibilistic, abstract,
mental, symbolic world which is relativised into multishaped subjective
meanings as far as the postulation of the idea of life, which is by this
stage extremely personal. Simmel’s social actor becomes a stranger
firstly to him/herself and is left with the single certainty of being "one,
none, and a hundred-thousand". When Luhmann stated the concept (1995),
it had already been expressed by Pirandello and Goffman. In Simmel’s
view, experience is adventure, and its meaning is chiefly energetic, even
passional. When the energy load wears out, experience is deprived of meaning.
The same concept was restated by Luhmann much later (1985).
Although it is not quite possible to claim that Luhmann confined himself
to recycling Simmel’s work, it is certainly true that rooting Luhmann’s
thought in Simmel’s work, and particularly in his early works, intensifies
Luhmann’s theorisation itself and brings about a sudden yet crucial epochal
excursion; postmodernity, the age of rampant complexity and of self-referentially
self-generated subjectivity had already been experienced by the Simmelian
stranger who, venturing in the heaving city of Berlin, had looked at himself
from the outside like someone who has a paranormal experience, while he
accidentally intertwined his destiny with that of countless social circles
that were increasingly tighter and exclusively prepared to have fleeting
contacts. It is clearly a wholly mental, cognitive and contingent observation.
One wonders how it would work within Luhmann’s psychic system.
Postmodernity begins in Europe in 1890; Talcott Parsons, who had studied
in Germany and translated Weber into English, comes off as an absent-minded
and unpolished scholar with his theories of the action first (1937),and
of the social system later (1951). And here is where the second
requirement of this work comes in: not so much to study Simmel’s
reality, which is after all clear thanks to the description of postmodernity,but
rather to recontextualise the post-modern age through Simmel’s works.
While reading the sombre pages from Mein Kampf, for example, one
perceives the distress and unease of the bricklayer Adolph Hitler walking
in multi-coloured, multi-ethnic, chaotic, post-Hapsburg Vienna, with its
surrounding confusion and existing multi-cultural hybridisation.
Totalitarianisms may therefore be seen as post-modern phenomena with
a grotesquely naïve tragic nature. Hitler, Stalin and Mussolini look
like fresh students who wish to lessen complexity by attributing a meaning
to history, which is turned into History. Yet complexity can never be lessened,
except contingently, and it always need to be managed.
The hypothesis of this study is the following: postmodernity begins
in Germany around 1890 and about a century later it gains there its theoretical
legitimisation through Luhmann’s works. US sociological production, on
the other hand, reveals its theoretical and analytical frailty by crowning
Jeffrey C. Alexander as the Talcott Parsons’s successor. And even in the
pedantic works of the Californian sociologist there is no trace of complexity.
The hypotheses for research that I submit with this study are in fact
little more than speculation. Solider arguments will be required to grant
substance to these forms. But they will also require more pages.
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1.
Simmel,
the theorist of diversity
Georg Simmel is doubtless the only author really worth reading,
in the entire classic sociological tradition, in order to comprehend the
exceedingly complex Western World. He is an uncomfortable author
who has often been marginalised, rejected and ignored by the sociologists’
community in its anxious search for appeasing, though deceptive, certainties.
The fact that Simmel’s thought cannot easily be placed within a
specific sociological tradition has been an annoyance to all the historians
of sociology who have in vain yet zealously attempted to find him a place
in a specific chapter of those typical, insipid and artificial didactics
manual - the only cosmic dimension where everything has a place and there’s
a place for everything.
Simmel is the stranger of sociology; he explains and exemplifies
the absolute arbitrariness of disciplinary boundaries not through a specific
study, but granting this meaning to his entire production. And he largely
anticipates the extraordinary Foucault.
Simmel explains to Durkheim that if society is something other
than the mere sum of the individual units it is comprised of, and if the
former transcends the latter, then it is also true that these individual
units are inclined to differentiate themselves and to make themselves autonomous
with respect to society in an utterly original way. Were that not true,
complexity would not exist and manuals would still be an accepted literary
genre.
Simmel constituted a fertile source particularly for Niklas Luhmann
who, as always self-referentially honest, openly acknowledged his intellectual
debt towards the author of Sociology.
The Simmel-Luhmann relationship is remarkably odd.
Social
Systems ideally begins where
The
Philosophy of Money ends. Simmel states
that his legacy, his bequest, is somehow cash, and that everyone may make
use of it in the future. The universal nature of money! Luhmann adds that
tradition and the past may be managed only in a self-referential way, and
this is why he takes the money and runs, being true to himself and,
paradoxically,
to his mentor’s teachings. If jokes were allowed, one might think that
Luhmann read Simmel’s works while he was doing some yoga exercises
requiring him to stand on his hands. Scientifically speaking, Luhmann duplicates
Simmel
by turning him upside down. Social Diversity,
the
core of this paper, could easily have been written by Luhmann as a young
man. Differences will surface later in life.
Complexity emerges from the constant intersection of the process of
social differentiation with that of individual differentiation: there is
a growing number of ever-tighter social circles. The relationships between
these social circles are often contingent, uncertain, acentric and non-hierarchical.
The individual splits him/herself, in the face of etymology, and becomes
manifold, and the building of the individual personality becomes experimental.
In Luhmann’s perspective this is scarcely relevant because the psychic
system is the environment of the social system - and vice versa.
I hypothesise that, in fact, both aspects co-exist in Simmel.
In Simmel as a young man, society is doubtless comprised of individuals,
but these can in a way be split, and society begins to have serious self-representation
problems.
And complexity marches on, slowly but relentlessly.
In Luhmann’s thought, the socio-systemic perspective is over-discussed,
while the psycho-systemic one is undervalued. In brief, Luhmann claims
that the social system and the psychic system represent each other’s
environments,
even though he never really deals with issues relating to the psychic system’s
viewpoint. The latter finds itself in an odd marginalisation-liberation
situation; it intertwines itself periodically with the social system as
if this were a pick up counter, provided
that it does not cheats one out of the coins - but it does not have a particularly
rooted sense of belonging; on the contrary. And it is not even instrumentally
utilitarian. It does not believe in individualism, but it does believe
in individuation. The stranger turns into a great metaphor and the experimental
building of one’s individuality becomes an indistinct and variously conducted
research. Luhmann’s theory is still applicable, but it needs to be straightened
up and reshaped, so to speak. To take the shape of a letter, for instance.
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2.
The adventures of modernity
Simmel’s thought has gained considerable relevance in the study
of complex contemporary Western societies; the Berlin-born scholar’s observations
emphasise the crucial problem of comprehending life in its unpredictable
developments, an understanding that is better accomplished by giving up
any deterministic and totalising Weltanschauungen.
Modern sociology, from Marx and Durkheim to well after Simmel’s
demise (see Parsons) has indeed countered
totalising views with other totalising views: this is also why
Simmel’s thought, which is rich in fragmental examples, cannot be
systematised if not with manipulative ends.
After all "for Simmel… the knowledge acquisition process is merely
the occurrence of situations that involve all the relationships
of the knowing subject, and it is therefore a process that relies on the
mutual and changing self-determination of its interfering elements. In
his view there cannot be, therefore, any finite system of knowledge,
but only an ad infinitum process of knowledge acquisition. And since
even the knowledge impulse is driven by a need, the impossibility of achieving
that finite system of knowledge and, thus, of thoroughly fulfilling that need, urges man to make a
"reality leap";
it is the leap to metaphysics where man finds, if not the truth in the
observation of relationships, at least the existential truth, for which
the only reference pattern is … usefulness. On the other hand, knowledge
as self-awareness of relationships is partial, imperfect, bent on constant
reviews. The phenomena themselves, by their own nature, always generate
endless combination chains, so that the relationship with the intellect
that approaches reality effects the permanent review and correction of
its images. Thus, above all, Simmel considers as invariably false
those statements that, ‘in the dogmatic crystallisation of a temporary
stage of development, claim to be totally exact’. Secondly, it is futile
and absurd to expect that the images of relationships for the social phenomena
that we define may produce the ‘desired effects’ in the reality to which
we refer or that they may ‘rightly guide it’. … The notion of society is
attained through the conscious interaction that the socialisation process
effects on the individual of a tangible society.
Thus, the notion of society is not transcendentally inferred, but it is
arrived at as a form of self-awareness of the empirical world we are part
of.
Sociology is to Simmel the study of the manifold forms of interaction;
in a way sociology is the grammar of society and it cannot therefore direct
nor determine its contents. Mongardini rightly emphasises that
for Simmel the possibility of society depends on the manifold and
tangible development of those conscience intuitions on social reality that
represent the three sociological postulates:
-
Ego-Alter relationship;
-
dialectic unity between the
individual and society;
-
society is not a purely objective
framework: if that were the case, everything would seem functionally predisposed
and life would be changed into pure form. Instead, through pure forms,
life expresses the unpredictability of those restricted relationships that
cannot in any way be reduced to a finite synthesis.
Again, it is Mongardini who expresses the unpredictability of life and
the irriducibility of reality: "In our relationship with reality we
only grasp segments of reality; that unity which we can build with our
own mind is merely that which we take to be probably closer to reality,
since we feel, as was said, that part of it can never be reduced to the
‘prescription’ of our laws".
Life expresses and develops its contents; its emergence occurs from
pure forms which, although they objectivise themselves and become other
than the life which created them, have purely energetic - or vital - boundaries
of meaning, as Simmel clearly exemplifies in his observation on adventure: ‘it has a beginning and an end according to a much more powerful
meaning than the one we are accustomed to assign to the other forms of
our life contents. And in this way it reveals its independence form the
interlacement and connection of those same contents: this is what it is
meant by hitting the nail on the head in a self-sufficient sense. All ordinary
events are said to reach a conclusion when, or because, something else
takes their place: they mutually define their boundaries and, by this,
the unity of the vital whole is formed or expressed. On the other hand,
adventure in itself is independent from what comes before it and from what
comes after it, and it disregards these when defining its boundaries. Whenever
a relationship with life continuity is denied, or rather, when there is
no need at all to deny such continuity because one stands before something alien, something
uninferrable, something out of the ordinary, that is when
adventure can be called into question. Adventure lacks the mutual intertwining
between neighbouring parts that turns life into a single Whole. Adventure
is like an island in the sea of life that sets its beginning and its end
according to its own forming energy rather than, as is the case for a continental
strip, in relation to the energies of what is on this side and what is
on the other side. This marked isolation with which adventure detaches
itself from the overall course of a given destiny is not mechanical but organic. An organism does not define its spatial form according to the
many obstacles it comes across from all sides, but rather following a life-forming
impulse that starts from the inside; the same is true for adventure, which
does not end because something else begins, but rather, its temporal form,
its radical finite status are the exact configuration of its inner sense.
… The notion of adventure is determined by the fact that something which
is isolated and accidental may hold a meaning and a need, in contrast with
all those facets of life that fate places in a peripheral area. An event
is turned into adventure when it is susceptible of this double definition:
having a well-defined beginning and end or achieving something that has
some relevance".
Life itself thus becomes a constant adventure,
as paradoxical as this may sound, from the purely energetic boundaries
of meaning underlying the many-sided nature of life itself.
Adventure-life develops energetically from the responsibilities and
intentionality of the individual - who is in his/her turn fragmentary and
who objectivates that more or less extended side of his/her personality
which is legitimised to interact with and in the context of a given formally
described social circle. The boundaries of meaning between forms are at
any rate always energetic and internal to the one who has initiated the
interaction, in spite of and beyond the pure objectivating forms. Action
is thus intended as the development in the vitality and univocity of creativity.It
is not precisely the individual that becomes fragmented, but rather the
interpretative categories of action on which basis freedom and responsibility
are indissolubly linked beyond the universal laws - as in Kant’s categorical
imperative - that crystallise ethics and detach it from life. As
Calabrò had eloquently explained in his introduction to Simmel’s
works on ethics, "life’s qualifying feature is that of being always somehow
creative, that of generating more life, of being more life; but
life is also at the same time more than life, it is form in terms
of individuality, that is something limited, finished, opposed to something
else and to endless centres where it fulfils itself according to its absence.
These two aspects of life, its being both constant flow and tangible form,
a form that is determined and objectivatedin countless subjects and contents,
cannot at all be opposed on an abstract level and are, in Simmel’s view,
complementary.
This complementarity may be seen as dialectic only if it leaves out
any resolutory or pacifying synthesis; in complementarity Simmel
sees what he terms transcendency, or rather the self-transcendency of
life, since the process of constantly overcoming one’s limitations can
take place only within life itself."
Many of the considerations made in the works on ethics and, partly,
in Social Diversity, have been
superseded and revised by Simmel himself in his later years.
The entire production by Simmel, on a
high level of abstraction, may be seen as a gradual shift and a dialectic
development devoid of the presumption to reach any definitive synthesis
from an energetic concept of social diversity to one based on abstract
forms of pure symbolic exchange such as, for example, money. Both these
concepts existed and were complementary ever since the beginning of Simmel’s
intellectual activity; this is why the above mentioned gradual shift is
to be intended basically as a partial philosophical conclusion that opens
sociological issues which are resolved in the evidence of facts and irresolvable
in theoretical systematisations.
This study focuses in particular on one of Simmel’s early works,
Social Diversity, which he wrote
in 1890 at 32. It comprises six chapters. The first chapter, gnosiologically
rather than epistemologically oriented despite the positivist influences,
sets out some considerations on the fragmentariness of human knowledge,
which can grasp and understand only segmented aspects of reality. And this
is what generates the impossibility of sociological laws or of totalising
Weltanschauungen.
The gnosiological issue is not so easily exhausted, however: it concerns
the very identity of sociology which ultimately becomes a methodology for
studying those forms of social interaction that are liberated by all content
peculiarities, although they are not liberated from specific and contingent
contents.
In the remainder of his work the Berlin-born scholar illustrates the
relationship between individual and social group through five forms of
social relationship:
-
the study of collective responsibility as it develops through the various
stages of social diversity;
-
the dependency relationship existing between the quantitative augmentation
(in terms of expansion) of the social group and the development of individuality;
-
the creation within the social whole at a given social level;
-
the relationship pattern emerging from the intersection between social
circles;
-
individual and group differentiation based on energy use and development.
And all this being understood that sociability is a pure form of association.
The next paragraph deals with Simmel’s works in more details.
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3.
About social diversity
This work was translated into Italian, edited by Bruno Accarino, and
first published in Italy only in 1982, as though emphasising Italian culture’s
fundamental lack of interest in Simmel’s thought. The first monograph
devoted to the Berlin-born scholar is also dated 1982 - with a philosophical
rather than sociological slant. Two years later came the translation
of the fundamental work The Philosophy of Money, and
Sociology itself, although it
had appeared in the Edizioni di Comunità di Milano catalogue since
1989, is quite hard to find. In other words, the concomitance of a number
of factors seems to operate a marginalisation of Simmel’s works,
just like the German academic world of the beginning of the century - it
would appear - marginalised the man Simmel himself.
In the introductory essay to this early work Accarino eloquently stigmatises
this works’ value within Simmel’s comprehensive intellectual
development: "It would be appropriate and perhaps required at this stage to place this
1890 work in the early activities of the young Simmel and to see
it as little more than an introductory study. Social
Diversity is characterised by a massive presence of Darwinian
and Spencerian terminology (which spread throughout Germany probably thanks
to Albert Schaffle’s organicism) whose traces will never quite disappear
from Simmel’s sociology writing; it is run through at different
points by the temptation to interpret social processes from an evolutionary
and almost naturalistic perspective and it is written in a taut and laborious
prose. And yet, Simmel constantly referred to Social
Diversity as a marker of his intellectual biography.
Accarino continues: "The very theme core of
Social
Diversity - and what was Simmel throughout his life,
if not a great theoretician of difference? - and the circumstances in which,
after 18 years, the fifth chapter (on the intersection of social circles)
is literally reinstilled in Soziologie,
make
this work an extremely reliable documentation for Simmel’s thought,
although some analytical specifications are adequately treated only in
later writings."
In the second chapter, "Simmel resumes the issue of the individual
from the viewpoint of the historical obsolescence of collective responsibility.
Modern social relationships have marginalised that ancient form of compensation
that, for a crime perpetrated by one individual, vested the responsibility
for that crime in the group the individual belonged to. And since this
kind of compensation generally coincided with a bloody revenge effected
on the clan, the family group, etc., the shift from collective to individual
responsibility brings about a decrease of violence in social relationships.
The modern ‘punishment’ is no longer meant to involve the social sector
of origin of the individual, nor is it meant to strike the individual as
a whole, but rather to punish that side of his/her personality that was
found guilty of violating normality."
Accarino proceeds in its delineation of Simmel’s work: "The subsequent
chapters lead to the core of the diversity issue. Simmel’s contention
cannot be reproduced in its analytical passages. There is, however, a substantial
harmony in the analysis of individuality development in relation to group
expansion (Chapter Three), to the ‘social level’ (Chapter Four) and to
the intersection of social circles (Chapter Five). The fundamental notion
emerging throughout Simmel’s words is that individual freedom grows
as the reference social area expands. The individual who shares his/her
entire biographical story with the fate of the social group he/she belongs
to is deprived of freedom. Freedom is above all - but not only - the collapse
of the identifying bonds and the vanishing of coincidental relationships.
However, since the larger social forms and the lesser social formations
(State, nation, etc. on the one hand and occupations, leisure time associations,
etc. on the other) arrange themselves in a concentric pattern, i.e.
synchronically,
different regulatory levels arise. By extending its boundaries, the larger
social circle - ‘society’ as ordinarily meant - does not stifle nor erase
the lesser circles. The relationships in force in the former shall therefore
be intensely different from those in force between the individual and the
lesser circles. This shattering and diversifying of social norms, whereby
a set of basic rules (the ‘social level’) is inadequate to the abundance
of social life though indispensable to set off human communal life on a
minimum of social rationale, was for Simmel an object of profound
interest."
Chapter Two’s title eloquently anticipates its contents: collective
responsibility. By collective responsibility Simmel means the fundamental
lack of diversity that characterises the most tribal and primitive social
contexts. Social diversity as a developmental logic is seen in evolutionary
and positivist terms: "Less civilised ages generally show a tendency to
see an individual’s damaging action as the punishable guilt of his/her
social circle, of his/her whole family, of his/her stock, etc. When there
is a central power which persecutes the misdeed, i.e. within a politically
unified group, persecution often reaches the third and fourth family members,
and punishments of all kinds strike family members who are totally innocent
of the perpetrated crime. This is also the case of private revenge, perhaps
even more markedly so; the offence to one individual by another individual
not uncommonly degenerates into a family war which involves members from
two families both in terms of extent and in terms of involvement of future
generations. In politically divided groups, all of the ones demand satisfaction
from all of the others for the damage sustained by them or by one of their
members at the hand of one of the members of the other group. In this case
there may be a lack of diversity in two respects: first of all, from an
objective viewpoint, since the merging of the individual and the whole
may in fact be so tight that the actions by one individual may rightfully
count not as strictly individual actions, but as actions that have emerged
from a certain degree of solidarity of each individual with the others; secondly, from a subjective point of
view, by virtue of the inability of
those who judge to separate the guilty individual from the group; he/she
is in fact linked to the group through all the other relationships, but he/she is particularly bound to it because of the guilt at
issue. However,
since there is often one single cause at the root of both viewpoints, motivating
these possibilities (see below) would seem not to require a clear distinction
between them. With respect to the actual belonging, it would seem that
the notion of hereditary transmission within the primitive group, which
calls into question the issues of cohesion and equality among individuals,
gets the upper hand over the adaptive principle, which in turns brings
up the issue of autonomy and variability."
The positivist motives of the young Simmel emerge a few lines later: "To be able to
exist, the whole requires a given nutritional quantum that, as is the case with the single
individual, does not develop proportionally
to the size of the whole; therefore, when the group is comprised only of
a relatively small number of members, each of them shall have to contribute
to preserving the group more than he ought to were the number of members bigger. … The social organism shows those akin phenomena that lead to the
presumption concerning the existence of a particular life energy within
the single living being. The admirable resolve employed by the body to
face the removal of those conditions to which its nutrition and the survival
of
its form are linked; the resistance it opposes to veritable disorders while
developing inner energies that make themselves proportionally available
to the amount required to overcome a momentary attack; and finally, the
reconstruction of damaged or lost parts via a process that is generated
through an inner energy drive by the whole itself (or at least which the
whole itself endeavours to generate) regardless of the form of the damage:
all of this appears to be linked to a particular energy that, by placing
itself above the individual parts and being independent from them, preserves
the whole such as it is in its existence. Without resorting to mystical
harmony it may however be observed, with regard to the social whole, that
there is a similar resistance force whose development is proportional to
the requirements set down by external attacks, a therapeutic energy which
exists according to the damage caused, a self-preservation forcewhose external
sources are apparently unidentifiable and which often keeps the whole together
a long time after the healthy lymphs have worn out and the new nutritional
flow has been cut off. The current belief, however, is that that life energy
is not a particular agent floating above the body parts, but that it may
be considered at the most as a synthetic oppression of the interaction
of the parts. No single body part moves, preserves itself or becomes integrated
in a form that cannot also be produced outside the organism, provided the
same mechanical and chemical stimuli are supplied. The individual organs
and cells are not driven towards cohesion and growth by an energy that
is located beyond them, but only from the different energies that are within
them, and the form and length of their coexistence exclusively depend on
the stretched energies input by each organ and for which each organ triggers
development. It is only in consideration of the immense subtlety and of
the connection between these interactions, preventing the identification
of the single elements and of each part’s contribution, that it seemed
necessary to call into question a particular energy that is located beyond
those existing in the elements themselves."
It is precisely in the specific concrete nature of elements that the
energy is developed which allows life to be different. Although the crucial
chapters are the following ones, this one already unveils Simmel’s
discourse on the individual as the original maker of meaning in social
interaction.
Despite the influence of positivism and the less marked impact of scientific
socialism, Simmel understands that not even the individual that
is fragmented in his/her manifold complexity may be considered as the primary
cell of the social organism. In the primitive reality of the tribal bond, "one must consider that the
individual, inasmuch as it devotes him/herself
to the group by being at their service, receives from the group the form
and contents of his/her essence. … In a way his/her nature is absorbed
in that of the whole since, especially across the generations, features
adapt themselves to interests and the unity of purpose leads to the unity
of the spiritual and corporeal being."
Such a structuring of social bonds is however very little flexible and
barely capable of facing the unpredictable occurrencesthat life, and the
unyielding nature of its conceptual frameworks, offers.
The tribal organisation, or the clan, seems to dispel itself with feuds
and ancient rivalries for which conflict is not seen as Uebergangszeit,
no
matter how horrid and contemptible, but as values crystallising in sterile
matters of principle. In civilised development - keeping in mind young
Simmel’s positivism, which he never totally relinquished - the bond
of the individual with the social organism is gradually diluted, even though
"factual diversity, especially with regard to punitive action, often appears
much later than theoretical diversity. … Besides, the search for a higher
diversity in this sense does not stop at the individual, but is extended
also to the behaviour towards the individual. Due to the more refined knowledge
we have acquired, we make an ethical mistake and give increasingly less
responsibility to the whole human being, and we perceive that education,
example and natural disposition may have damaged an individual impulse
and an individual circle of representations, while the remainder of personality
may behave totally in accordance with ethical principles. The growing diversity
between the practical elements of our nature objectively contributes to
this process, just as much as the theoretical forces of our nature contribute
to it subjectively; the more refined and developed is personality, the
more separate and independent is the spatial location of its various instincts,
and the more guilt may relate to one side of personality without being
ascribable to the whole. … Insofar as those who judge do not transpose
their whole personality in the sensation triggered by others and only grant
the others’ action the outcome that corresponds exactly to it, the former
are also objective towards the others, limiting their reaction to the point
where their own action is simply a part of the others’ personality, learning
to distinguish the thing from the person and the individual element from
the whole."
At its highest degree of civilisation, from the evolutionary viewpoint
of this early work by Simmel, society becomes again collectively
responsible for individual actions, though not - as was the case in the
tribal stage - because society binds the individual so much that it devours
him/her, but rather because the individual, being deprived of the power
of its subjective unity and being fragmented into the manifold and tight
social circles, seems no longer capable of making meaning as a single entity.
What ensues is the weakening of all ontological or eschatological presumptions.
Social diversity progressively leads to the nebulous and gradual overcoming
of the tribal condition, characterised by a binding and extensive notion
of social ties. The individual was accepted only insofar as he/she integrated
him/herself in the tribal representation of itself through rituals and
mythopoeic processes of integration (e.g. totemism).
At its highest degree of civilisation, the complex and multifarious
nature of social interactions in their most authentic concreteness makes
society possible only through symbolic, universally shared forms of pure
exchange, such as, for instance, money.
Simmel’s discourse’s most significant development in this
direction,
as was seen, dates to 1900. Far from utterly rejecting the notion
of the energetic meaning of life that underlies Simmel’s 1890 works,
his discourse defines the very meaning of life energy as the descriptive
boundary of the multiple forms through which life, by differentiating itself,
expresses its continuity.
At this stage, Simmel’s observation seems to deploy itself on
four levels, which may be represented in the following table:
|
Continuity |
Diversity |
Energy |
A |
C |
Symbol |
B |
D |
The above mentioned levels underlie a paradoxical logic: the continuity-energy
(case A) that prevails in the work considered is only meaningful in a state
of high social diversity, since it is only in this condition that society
partially releases the individual by optimising energy use. Diversity-energy
is largely reminiscent of the short essay on adventure mentioned in the
preceding paragraph: diversity-energy (case C, at last) accomplishes the
assertion of life as adventure by reiterating its continuity. The continuity-symbol
(case B), which is well simplified by money, and the diversity-symbol (clearly
indicated by the phenomenology of fashion as in case D) always presume
a dialectic and dual relationship; this relationship allows on the one
hand for a great individual diversity in the age of the continuity-symbol,
and on the other, because it aims at granting a touch of exclusiveness
to the emerging fashion phenomenon, it triggers an auto-poeic and seemingly
uninterrupted mechanism in the gradual though apparently unavoidable process
of the expansion of innovation.
Within this paradoxical contradictoriness, Simmel’s thought emerges
as a forerunner of postmodernity.
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4.
Social diversity and the autonomy of the individual
The fragmentariness and the apparently transitory nature of Simmel’s
issues and themes should not induce one to see the German scholar as a
relativist.
It should always be born in mind that "in the fragment, Simmel
grasps the glows of the whole, a pre-category whole such as life, for which
the many phenomenal relationships are a witness: the philosopher may capture
the gleams of the whole by observing and roaming amid the phenomena in
all those directions of enquiry where his curiosity takes him."
As was often remarked, in Simmel’s observations there is a fundamental
duality that, with respect to this particular work, is outlined in Chapter Three; here is where the macro-micro dialectic is
developed, though clearly
without a definitive synthesis. Simmel delineates the shift from
a social organisation centred on tight circles - whose collective representation
oppresses the individual in his/her unity hampering his/her free development
- and a universal and abstract social organisation, founded on purely impersonal
exchanges, where relationships’ objectivity only calls into question that
personality fragment which was legitimised for that specific interaction.
Hence the development of individual diversity in the universality of relationships
of pure exchange. This is the case of cosmopolitanism.
Chapter Four focuses on the social level, which was illustrated in the
discussions on predominance and on fashion. The issue is more generally
explained by Simmel in the following excerpt: "What is shared by
all can only be the property of those who own less. A regime that raises
itself above two classes, the ruling and the ruled class, usually relies
on the latter. To be capable of raising itself harmoniously above all layers,
it must level them. Yet levelling is only possible if the higher level
lowers itself more than the lower level can rise. For this reason usurpers
find in the lower layers a readier support. Linked to this is the fact
that those who wish to exert an influence on masses cannot achieve their
purpose by persuading them on an intellectual level, but must instead,
essentially, call upon the masses’ feelings. Feeling represents undoubtedly
a lower philogenetical level compared to thought; pleasure and pain, just
like a number of instinctive feelings linked to self-preservation and to
the survival of the species, have however developed before it became common
to work with notions, judgements and inferences: this is why masses will
more easily identify with, and will be more easily identified through,
primitive feelings rather than by means of more abstract intellectual functions.
Finding oneself before the single individual, one may presume the existence,
in his/her psychic energies, of sufficient diversity to justify the attempt
to act upon his/her feelings in order to effect his/her intellectual conviction.
Both psychic energies need to have reached a certain degree of autonomy
to be able to cause mutual effects that are determined by objective contents.
When diversity is not as advanced as this, influence may be applied only
in a direction that respects natural and psychological development. Since
the mass in itself is not differentiated, the path that leads to its conviction
will, generally speaking, pass through its feelings; unlike what happens
with the single individual, moulding convictions will imply acting on feelings.
… A higher spiritual development cuts off the associative connections linking
together the elements of psychic life so mechanically that the stimulation
of a given point is often firmly linked to a vivid emotion, the intensity
and area of which often bear no objective relation to the starting point.
The growing diversity renders autonomous the single elements of conscience,
so that each of them can increasingly establish bonds which are justified
simply on a logical plane; these bonds free themselves from the affinity
born of vagueness and darkness, of the lack of distinct boundaries and
of rough representations. As long as these representations prevail, the
prevalence of feelings over intellectual functions must be acknowledged.
Whether there is some truth - or none at all - in the theory that feelings
are but obscure thoughts, confusion and the mutual, indistinct intersection
of representation contents generate a relatively vivid excitement of the
sense of feeling. The lower the intellectual level, and therefore, the
less defined are the boundaries between the representation contents that
somehow connect each of them to each other, the more excitable are feelings,
and the lower the probability that the clearly delineated and logically
articulated expressions are not generated by the overall spiritual excitement
that follows the extension of a certain drive and which is both cause and
effect of feeling fluctuation. When a widely accepted idea or impulse lose
their conceptual focus - also because one individual’s view is influenced
by that of his/her equals - a logic foundation is created on which basis
it is possible to direct and determine the mass by appealing to its feelings.
When conceptual indistinctiveness leaves a wide margin to emotional life,
the interaction of feeling exerts a larger influence on diverse and higher
functions: those decisions that usually emerge from a clearly articulated
teleological conscience process are then the result of those extremely
obscure reflections and impulses that follow emotional excitement. This
corresponds also, essentially, to the lack of resistance deriving from
this psychic construction and which helps us explain why individuals are
drawn in the way indicated above: the more primitive and non-differentiated
is the state of conscience, the less is the emergence of an impulse likely
to find the necessary counterweights."
The author continues: "The social level’s extensions towards equality
and the collective property will therefore resort to a compromise even
when the advancing differentiation creates or finds public spirit forms
that ensure the possibility of a correctly ethical coexistence of the many
aspirations and lifestyles. Conversely, the expansion of the collective property, however brought
about, cannot lead to an expansion of personal affinities. This occurs most apparently when one nation tries to effect
an annexation, even domestically, of conquered provinces, by forcefully
implementing its language, its law, its religion: throughout the following
generations the distinct differences between the old and the new provinces
will have been levelled out, and the equality of the objective spirit will
have led to a greater equality of the subjective spirits."
In the final pages of Chapter Four Simmel emphasises the factual
impossibility of humanity’s full socialisation: in a logical-theoretical
perspective this would mean absolute equality in the socialist sense of
the word; this, however, is non practically feasible, because life flows
much more quickly and unpredictably than any logical, theoretical form.
In other words the human being has a soul supplement which allows him/her
to live and grasp life in terms of difference. Our interest with regard
to Chapter Five, which was amply retracted in the following years, lies
in emphasising the concept according to which: "the number of social circles
the individual is part of is one of the indicators of civilisation".
There is a directly proportional relationship between the two terms.
The fragmentary human being who simultaneously belongs to more circles,
even the most diverse ones, perceives life as a spatial cohesion of events
- which may or may not be heterogeneous - even before perceiving it as
a temporal sequence indicating a logic of development. The coincidence
of fragmentary and even contradictory realities makes life "adventurous",
in the above mentioned sense, liberating the individual from powerful collective
imaginations and making him/her free to interact with each of the circles
he/she belongs to in turn. The universality of pure relationships cannot
therefore be embraced by any general theoretical framework, however abstract
this is. Yet it can be investigated in the manifold and specific forms
of social interactions.
What emerges from the Sixth and final Chapter is Simmel’s brilliant
intuition. This chapter focuses in particular on "diversity and the principle
of energy-saving".
In Simmel’s view, social action, as was often noted, is generated
by the individual in an original way, and it is therefore from psychic
energy that the author begins his considerations. The initial difficulty
in reading this chapter concerns precisely the notion of energy. This notion
cannot be dealt with at a high level of theoretical abstraction without
the risk of straying from it into metaphysics, something which does not
pertain to Simmel’s thought. The notion of energy cannot, however,
be interpreted purely in psycho-biological terms: these perspectives may
be found within disciplines that in the last century (and it is little
more than a century since this work was written) have witnessed the collapse
of a great many certainties and that have simultaneously brought about
many important discoveries and innovations.
What is particularly apparent and seems still relevant today is the
need to optimise the strategic management of resources, particularly of
energy resources, through social diversity. This is a need that clashes
with three obstacles that the author promptly identifies: friction, the
diversion that appears in temporal sequence, and the improper co-ordination
of means which clearly arises from spatial cohesion. The few
apparent traces of proto-functionalism may be the result of the work’s
organisational choices, but the author’s extremely complex figure cannot
easily be restricted to a similar constrained interpretation: one should
always bear in mind that the German sociologist was used to talk with -
so to speak - philosophers and scholars past and present in a rigidly implicit
form through his works. Perhaps Simmel only expressed to them a
infinitesimal part of himself, leaving out those complex mental processes
that allowed him to place himself dialogically in relation to his own store
of knowledge.
This is also why the intuitive nature of Simmel’s work does not
leave room for authentically concise re-elaborations that can be linked
to a clearly identified sociological tradition, even though the current
sociology manuals label the author of The
Philosophy of Money the father of sociologic formalism.
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